PANEL DISCUSSION – 4:55 pm
How do Angels Get Their Wings? An Angel Investor Primer
Susan is a transaction-oriented securities lawyer who specializes in investment funds, advising on and forming investment vehicles (investment funds and non investment funds) primarily for mid-market sponsors. Her clients include portfolio managers, investment advisors, mortgage investment entities, exempt market dealers and other financial services providers whom she advises on their regulatory obligations, including securities compliance and registration matters. Her practice includes the fiduciary and statutory obligations of dealers, money managers and independent review committees. Susan has particular expertise in anti-money laundering (AML), and the regulations applicable to the issuance, trading, settlement and custody of debt and equity securities. Susan is a graduate of the University of Toronto Faculty of Law.